Articles, Research and Blogs


Articles, Research and Blogs

"Am I My Brother’s Keeper? The Advantages and Potential Pitfalls of Extending Compliance Requirements to Suppliers and Other Third Parties", PLI’s All Star Briefing, November 2007 (Walker)

"The Code of Ethics for Compliance and Ethics Professionals", Compliance and Ethics Magazine, October 2007 (Walker)

"Navigating the Murky Waters of Conflicts of Interest: Some Thoughts on Compliance Regimes", Compliance and Ethics Magazine, August 2007 (Walker)

"What’s "In The News" Can Inform C&E Programs", ethikos, May/June 2007 (Kaplan)

"The Importance of Board Oversight of a Company’s Compliance Program: The Implications of Stone v. Ritter", Compliance and Ethics, April 2007 (Walker)

"The Convergence of Principle-and Rule-Based Ethics Programs: An Emerging Global Trend?", The Conference Board: Executive Action Series, March 2007 (Kaplan, with Ronald Berenbeim)

"Stone v. Ritter: Implications for Directors, and Compliance Programs", ethikos, January 2007 (Kaplan)

"The Tone at the Middle", ethikos, October 2006 (Kaplan)

"The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview", Practising Law Institute Corporate Compliance Institute Course Book, September 2006 (Walker)

"Extending Compliance Requirements to Suppliers and Other Third Parties", ethikos, May/June 2006 (Walker)