A Compliance and Ethics Law Firm
WHAT WE DO
The attorneys of Kaplan & Walker LLP assist organizations in a wide range of matters relating to compliance and business ethics. We offer clients the professional knowledge and skills of seasoned business lawyers as well as the insight and practical know-how acquired through helping hundreds of companies develop and enhance compliance and ethics programs. We have worked with organizations in a diverse range of industries, including energy, chemicals, insurance, financial services, pharmaceutical, technology, transportation, retail, gaming, automotive, telecommunications, consumer products, engineering, non-profits and more.
Explore our Publications & Speaking Engagements
An opportunity to assess and strengthen board oversight
By , JD
Robust board oversight of a compliance program is critically important to creating adequate program independence and authority. With the recent Delaware court decisions in Boeing
Meet Rebecca Walker: The progression of compliance
By , JD
RW: You are correct, Adam, that I got my start in compliance during the 1990s, when both the compliance profession and I were still quite young. At the time, I was a white-collar criminal defense lawyer in New York
Our third rail: Compliance within the legal department
By , JD
The issue of whether the chief ethics and compliance officer (CECO) should report to the general counsel (GC) has been a hot-button issue in the compliance community for many years.