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Publications

Publications

Books

Compliance & Ethics Risk Assessment (e-book), Corporate Compliance Insights ( 2013) (Kaplan)

Conflicts of Interest in Business and the Professions: Law and Compliance, West Publishing (2005) (Walker)

Compliance Programs and the Corporate Sentencing Guidelines: Preventing Criminal and Civil Liability, West Publishing (1993) (Kaplan, with Joseph Murphy and Winthrop Swenson)

Articles, Research and Blogs

Beyond the Sentencing Guidelines: Governing Directives, Guidelines and Standards from Around the World, SCCE Compliance and Ethics Manual, October 2019 (Walker)

Marriage, Blood, and Romance: Managing Conflicts of Interest Involving Personal Relationships, ethikos, June 2019 (Walker)

Are You as Ethical as You Think? Behavioral Ethics Can Enhance Compliance Program Assessment, Ethical Boardroom, Spring 2019 (Kaplan & Walker)

Shifting Perspectives on Conflicts of Interest in the Modern Workforce, Navex Global Compliance Next, April 2019 (Kaplan & Walker)

We May not be as Ethical as We Think We Are, National Defense, June 28, 2018 (Kaplan)

The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview, PLI Compliance and Ethics Essentials Course Book, June 2018 (Walker)

Ethics and Compliance Program Charters and the Value of Self Knowledge, ethikos, January/February 2018 (Walker)

Head to Head: A Conversation on Behavioral Science and Ethics, Ethical Systems, July 2017 (Kaplan, with Azish Filabi)

Compliance Developments and Concerns for 2018, Compliance and Ethics Professional, January 2018 (Walker)

Beyond the Sentencing Guidelines: Governing Directives, Guidelines and Standards from Around the World, SCCE Complete Compliance and Ethics Manual, 2017 (Walker)

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