Compliance & Ethics Programs

Overview

Program Assessment

Risk Assessment

Monitorships and Related Services

Compliance and Ethics Program Structure

Board Oversight

Codes and Policies

Training and Communications

Reporting, Investigation and Response

Compliance and Ethics Training and Communications

Our attorneys have extensive experience with all aspects of training – including helping companies determine the appropriate topics, audiences, frequency and media for training.

We provide Compliance & Ethics training to:

  • Boards
  • Senior managers
  • Law departments
  • Mid–level managers
  • Other employees

We offer training both on individual risk areas (such as conflicts of interest or insider trading) and on responsibilities under the Compliance & Ethics program itself (for example, how managers should respond when employees bring ethical concerns to them.)

We have also conducted training and made numerous presentations on the Compliance & Ethics–related aspects of the Sarbanes–Oxley Act.

In addition to formal training, our attorneys have extensive experience in advising corporations on other types of Compliance & Ethics communications, such as developing Compliance & Ethics Intranet sites, drafting Compliance & Ethics newsletters, and preparing Compliance & Ethics communications to be communicated to employees, agents and customers.