Compliance & Ethics Programs

Compliance and Ethics Program Structure

Companies often assign responsibility for day–to–day management of the program to Compliance & Ethics officers. Many factors go into making this aspect of a program effective—such as having the optimal reporting relationships for the Compliance & Ethics officer, assuring independence and authority for the position and providing sufficient resources to sustain it. Through our extensive work for clients, as well as our involvement with professional organizations in the field, we are able to assist companies in all aspects of developing and implementing Compliance & Ethics offices, including drafting office charters and mission statements.