Compliance & Ethics Audits and Self-Assessments

Compliance & Ethics program audits seek to determine if all required program measures are in fact being undertaken as planned. Compliance & Ethics self–assessments are more qualitative than are audits, and measure the effectiveness of the program. Our attorneys help companies develop audit protocols, plan and execute program audits, and develop both general–program and risk–area–specific means for Compliance & Ethics self–assessments. For example, we have helped conduct audits of a client’s investigations function and have developed anti-corruption and competition law audit protocols for organizations.