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Category: Risk assessment

In the posts collected here we will examine how to assess a risk assessment, including a) the design of risk assessments – whether as part of an ERM-based assessment or a stand-alone C&E risk assessment; b) the operation of a risk assessment – including the types of findings that reflect a sound process; and c) the use of information generated by a risk assessment to enhance other aspects of a C&E program.

Assessing risk assessment

When the Federal Sentencing Guidelines for Organizations were first issued in 1991, risk assessment was not among the specified elements of an effective C&E program. By the time risk assessment was added to the definition of an effective C&E program

  • Assessment mandates and benefits
  • Methodologies
  • Risk assessment
  • Program structure
  • Standards and procedures
  • Training and communications
  • Auditing, monitoring, and other “checking”
  • Reporting procedures, including helplines
  • Investigations
  • Discipline and other remedial measures
  • Personnel measures
  • Culture
  • Guest Posts
  • Uncategorized