SEARCH
Search within CPAB
About CPAB

Terms, Conditions and Privacy Policy

The information and ideas on this blog are provided as a public service to the web community by Kaplan & Walker LLP (“the Firm”) and do not constitute solicitation or provision of legal advice. Since legal advice must be tailored

Posted in Terms and Conditions

Welcome to the Compliance Program Assessment Blog

Rebecca Walker and Jeff Kaplan of Kaplan & Walker LLP are pleased to announce the launch of the Compliance Program Assessment Blog (www.complianceprogramassessmentblog.com). “We have each been conducting compliance and ethics [“C&E”] program assessments since the 1990s and are very

Posted in Welcome

  • Assessment mandates and benefits
  • Methodologies
  • Risk assessment
  • Program structure
  • Standards and procedures
  • Training and communications
  • Auditing, monitoring, and other “checking”
  • Reporting procedures, including helplines
  • Investigations
  • Discipline and other remedial measures
  • Personnel measures
  • Culture
  • Guest Posts
  • Uncategorized

Sign up for our mailing list