Compliance Program Assessment Blog

Assessing Codes of Conduct

Assessing Codes of Conduct

Codes of conduct are often described as the most important document in a compliance program. Codes help set the right tone for compliance and ethics...

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Program Structure

Program Structure

In the posts collected here we will discuss assessment-related issues concerning a) various types of C&E program roles and reporting relationships,...

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Revisions to DOJ Program

Revisions to DOJ Program

On June 1, 2020, the U.S. Department of Justice (“DOJ”), Criminal Division, updated its guidance on the “Evaluation of Corporate Compliance Programs” (“the...

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Assessments and Confidentiality

A threshold issue which often arises in conducting C&E program assessments is to what extent the process and report should be treated as confidential. There...

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Assessing compliance incentives

There are two types of incentives that typically should be reviewed in a C&E program assessment. The first concerns the extent to which a company’s general...

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