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Publications

Articles, Research and Blogs

"Navigating the Murky Waters of Conflicts of Interest: Some Thoughts on Compliance Regimes", Compliance and Ethics Magazine, August 2007 (Walker)

"What’s "In The News" Can Inform C&E Programs", ethikos, May/June 2007 (Kaplan)

"The Importance of Board Oversight of a Company’s Compliance Program: The Implications of Stone v. Ritter", Compliance and Ethics, April 2007 (Walker)

"The Convergence of Principle-and Rule-Based Ethics Programs: An Emerging Global Trend?", The Conference Board: Executive Action Series, March 2007 (Kaplan, with Ronald Berenbeim)

"Stone v. Ritter: Implications for Directors, and Compliance Programs", ethikos, January 2007 (Kaplan)

"The Tone at the Middle", ethikos, October 2006 (Kaplan)

"The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview", Practising Law Institute Corporate Compliance Institute Course Book, September 2006 (Walker)

"Extending Compliance Requirements to Suppliers and Other Third Parties", ethikos, May/June 2006 (Walker)

"International Corporate Compliance Programs", International Journal of Disclosure and Governance, April 2006 (Walker)

"Risk-Based Compliance Management", ethikos, March/April 2006 (Kaplan)