Tag_BoxJeff KaplanRebecca Walker

The attorneys of Kaplan & Walker LLP assist corporations and individuals in a wide range of matters relating to the field of compliance and business ethics. We have extensive experience in:
  • developing, implementing and assessing corporate compliance and ethics programs;
  • conducting risk assessments and creating compliance program plans based on risk assessments;
  • developing and revising codes of business conduct;
  • assisting companies in developing compliance training and communications plans; and
  • resolving sensitive matters, through providing strategic advice, conducting internal investigations, mitigating conflicts of interest or representing clients in regulatory or criminal investigations or proceedings.
We offer clients the professional knowledge and skills of seasoned business lawyers as well as the insight and practical know-how acquired though counseling many leading companies in the field of compliance and ethics.
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Speaking Engagements


September 28, 2017, Carmel, California,
Leveraging Operational Compliance: Best practices in compliance and ethics programs,
California Association of Public Retirement Systems Annual Conference of Administrators
October 30-31 and November 6-7, 2017, New York, NY and San Francisco, CA,
Chair, Advanced Compliance and Ethics Workshop 2017,
Practising Law Institute
October 16, 2017, Las Vegas, Nevada,
Recent Developments in Compliance & Ethics Law,
SCCE Annual Compliance & Ethics Institute
October 16, 2017, Las Vegas, Nevada,
Conflicts of Interest: Exploring Best Practices,
SCCE Compliance and Ethics Institute
November 8, 2017, Sacramento, California,
Compliance Programs for Public Pension Funds: The What, Why and How,
Association of Public Pension Fund Auditors